Stock Plan Strategies: Lessons Learned After a Rocky Q1


As the market comes off a volatile Q1/Q2, what does this mean for your stock plan? We’ll review lessons learned in light of the current environment but also provide strategies for stock plans moving forward.

Join Stephanie Kelly and Chip Bauder of Raymond James and Don Gillotti of Certent for this one hour on-demand session, as they share their first-hand experiences and give expert advice on stock plans as we navigate into Q3.

Learning Objectives:

    • Learn about 83B elections and if they are a good idea
    • Explore the value of diversification and exercising stock options
    • Discover alternative ways to hedge a concentrated stock position
    • Learn how to manage downside risks by utilizing 10b5-1 plans
    • Discuss the importance of a company-provided dedicated broker

Watch now!



Don Gillotti, CEP

SVP, Sales and Alliances



Chip Bauder

VP, Private Wealth Advisory

Raymond James







Stephanie Kelly

SVP, Corporate & Executive Services, Wealth Management

Raymond James

About Certent

Certent, Inc., founded in 2002, helps customers elevate their business with smart, intuitive solutions for modern finance. Our advanced solutions for equity management, disclosure management, and narrative reporting help business and finance leaders improve accuracy, save time, and get more done. Redefine your approach to governance, risk, and compliance with Certent. The company operates in seven countries and serves over 2,400 public, private, and pre-IPO companies around the world.

Get in touch | www.certent.com

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